BSA Training for Frontline Staff, Management and BSA Officers

May 11, 2016 - May 11, 2016 9:00 am - 4:00 pm Location: League Office

Satisfy your annual BSA update training requirements.

All elements of the Bank Secrecy Act are required regardless of a credit union’s asset size or products and services.

NCUA and state examiners are committed to enforcing the Bank Secrecy Act (BSA), so complying with the regulation should be a top priority for every credit union. Get the information you need to ensure your training requirements have been met before your examiner walks in the door.

  • Take a close look at the requirements of BSA and the Customer Identification Program (CIP)
  • Receive an overview of the Office of Foreign Assets Control (OFAC) and the PATRIOT Act
  • Review policy requirements and examples of noncompliance
  • Identify the penalties that regulators could potentially impose on your credit union
  • Review CTR and SAR filing requirements
  • Understand expectations and procedures necessary to comply with independent testing requirements
  • Identify appropriate due diligence and internal control procedures
  • Get training requirements and materials for managers
  • Learn to understand and manage monitoring systems
  • Review completing a Risk Assessment
  • Examine periodic compliance testing
  • Review money laundering examples

Who should attend?

Frontline staff and BSA officers should attend this full-day training session.

Speaker: André Lucas, Compliance Director, MD & D.C. CU Association, began his career in the financial industry as a Loan Officer/Collector with American Finance Company in 1977. Spending a large portion of his workweek collecting in the field, André quickly became recognized for his strong ability to collect face-to-face and recover collateral.

His current responsibilities include an active involvement in consulting with affiliated credit unions on operational issues, policies and procedure development, and federal and state compliance issues. André also provides training in the areas of Bank Secrecy Act (BSA) and Collections, and conducts on-site BSA testing/reviews for affiliated credit unions.

Originally from Washington, DC, Andre holds CUNA’s Certified Credit Union Compliance Expert (CUCE) and BSA Compliance Specialist (BSACS) designations.



8:30 a.m. – Registration/light breakfast

9:00 a.m. to 4:00 p.m. – Training

Lunch will be provided.


$99 per person (includes certificate of completion)

Cancellations after the registration deadline will not be refunded, but substitutions are welcomed.

Registration Form